Best Practices for NCQA Survey Readiness

Actionable tips and best practices to get (and keep)
your healthcare organization survey-ready.

Today, NCQA accreditation is one of the leading indicators of high-quality healthcare, and keeping up with NCQA’s latest standards is critical to a health plan’s success. That means undergoing rigorous, regular surveys to ensure ongoing compliance.

Preparing for an NCQA survey can be stressful for your team, and it can divert substantial time and resources away from your core business as you work to meet strict deadlines and requirements. But that doesn’t mean you can or should cut corners. In fact, you stand to face even more costly fines or to lose your accreditation altogether if you fail to satisfy minimum requirements.

Below, we share the ins and outs of an NCQA survey, along with our top strategies to streamline your planning and preparation. By following some simple best practices, you can not only achieve your accreditation goals, but keep the leadup process as quick and painless as possible.

The anatomy of an NCQA survey.

From initial planning to final certification, the entire survey process should take around 14 months to complete. Depending on your accreditation status, surveys can occur every 12 to 36 months. That means you can expect to be in a near-constant state of preparation and upkeep—because quality is a journey, not a destination.

NCQA survey timelines can be grouped into three distinct categories:

As you may have noticed, the actual survey process doesn’t even begin until you can prove your organization is eligible and you’ve performed a full gap analysis and self-evaluation—about a year’s worth of work. Let’s take a closer look at what that entails.

Prep like a pro.

NCQA recommends kicking off preparations at least 12 months prior to your expected survey start date. On their website, you can find overviews of the evaluation process as it pertains to each program type (CR, CVO, HP, MBHO, etc.), which can help you pinpoint the precise standards you’ll need to follow and the exact requirements you’ll need to meet.


To help you on your way, we consulted with our Director of Quality and Compliance, Shannon Kern, who served as the senior operations engineer and a certified scrum product owner (CSPO) at NCQA. She led the organization’s Interactive Review Tool (IRT) project team for over seven years, overseeing the platform’s evolution from its initial deployment.


Kern offered some inside perspectives and helpful tips to simplify and expedite your preparations. Above all, she says, make sure you give each part of the process the careful attention it deserves.

“Many organizations underestimate the number of issues surveyors will find and don’t allot enough time for review. Waiting until the last minute can cause a range of problems, so building sufficient time for each step of the process is very important.”

–Shannon Kern, Director of Quality and Compliance, CertifyOS

Want to track your progress?

We’ve collected these steps and strategies into a handy checklist you can distribute to your team and use to guide your survey preparations.

To ensure your NCQA survey preparations are carried out efficiently and effectively:

Align internally with a designated team.

The first step you should take is to convene a competent accreditation survey committee of subject matter experts (SMEs). Appoint an administrative lead to take the helm as the main point of contact.


At your first meeting, read through the survey application together to ensure there are no unexpected requirements or procedural surprises. Make sure to flag and track any concerns or doubts you may have regarding your organization’s status.

Your team will be assigned an NCQA accreditation survey coordinator (ASC) about six months prior to your submission date. In the meantime, if you have questions regarding your eligibility or the application process, NCQA offers various ways to get in touch with a program expert. 


You can also contact your assigned applications and scheduling account representative (ASAR) with any application questions—or view your application status on

Purchase the correct NCQA Standards & Guidelines
and Survey Tool.

If your organization intends to submit your survey tool, you can just purchase the web-based tool. The applicable Standards and Guidelines (S&G) and File Review System (or File Review Workbook) are both included in this option.

The Interactive Review Tool (IRT) helps you perform a self-evaluation, conduct a mock file review, and calculate your potential survey score. You should plan to access the tool with updated S&Gs at least nine months prior to your desired start date

If your organization does not plan to submit your survey for a particular standard year, then you do not have to purchase a tool.


In other words, if you just need the updated S&Gs, you can opt for either the related e-publication (PDF) or the web-based version, depending on your personal preference. The e-pub is easy to share with functional leads across your organization and does not require upgrades for user licenses. The web-based S&Gs, on the other hand, are a great option if you want to use features like the Navigation Tree or Guidelines tab to help you through each element.

If this is your first survey, pay special attention to the front matter of your applicable S&Gs—particularly the Policies and Procedures—as well as the Guidelines for a Successful Survey and Document Preparation Guidelines.

If this is a renewal or interim survey, review the Summary of Changes closely, which can be found in the S&Gs or in the “actions” button of your IRT. We recommend reading through the front matter, too—even if this isn’t your first rodeo.

Perform a gap analysis.

You should perform a thorough gap analysis nine to 11 months prior to your planned survey start date, weighing your organization’s current processes against those listed in your program’s S&Gs. Ensure your organizational structure is up to date and that you have your approval tracking history on-hand for each documented process.

Once you’ve identified any gaps, sit down with your team to prioritize improvements and develop a reasonable project plan. Make sure you assign gaps and other plan elements to a functional lead and that you set precise internal due dates. Try to build in some extra time around deadlines, as you’re sure to need it when planning for your final submission.

Determine your eligibility for automatic credit (AC).

You can receive automatic credit toward certain must-pass file review and non-file review elements for functions delegated to a NCQA-Accredited, Certified, or Recognized delegate, which takes quite a bit of busywork off your team’s plate.


To determine whether you qualify, review the eligibility criteria in the Delegation and Automatic Credit appendix of your IRT Product Resources for the product and standard year. For example, the latest health plan standards state that, for non-file review elements, an authorized delegate must perform a specified function for at least 70% of your providers for credentialing (CR) or provider network (PN) delegation.

It’s also good practice to have an assigned lead review delegation agreements and ensure all delegation oversight is being carried out as planned.

Schedule your survey, and conduct a meticulous
final review.

When you’re ready to schedule your survey—which you should do at least nine months prior to your desired submission date—you can contact an NCQA representative for a pre-application form. After you complete this form, NCQA will send you a link to complete your online application, where you can select a survey start date.


Once your submission date is set and confirmed, you can work to implement the plan you laid out in your gap analysis and get your materials in order. Keep in mind, once you submit your survey, you will not be able to upload any documents updated after the submission date.

As with any deadline, plan to submit your survey a few days or weeks in advance to leave room for any important, last-minute considerations—like updated policies and procedures. Having this cushion will also allow you to work in a final quality check, using the IRT’s Submission Overview Report and Navigation Tree to assist you.


Finally, as you await your offsite and onsite processes, we recommend conducting a mock file review or two to run through the expected program and address any potential issues upfront. Do not wait until your offsite/onsite review to do this—you can practice as early and as often as you need. Catching gaps ahead of time helps prevent lower NCQA scores, especially when it comes to file review surveys. The fewer compliance gaps in the final file review list, the better.

“My go-to strategy is creating crosswalks to track and cross-check all accreditation and regulatory requirements across our policies and procedures, reports, meeting minutes, and other materials from year to year—baking quality, compliance, and security into our processes right out of the gate.” 

–Shannon Kern, Director of Quality and Compliance, CertifyOS

What surveyors are looking for:

There are certain red flags NCQA surveyors are watching for—and clearing them in advance will help you avoid costly delays and corrections down the line. 


Among other things, your organization can expect to lose points if:

Remember, NCQA surveyors are fact finders. Make sure you review the “explanation” section for each element in your scope of review and that you understand all expectations for your evaluation program—and, if applicable, your units of assessment—before submitting your application.

How to streamline survey preparations:

When it comes to NCQA compliance and survey readiness, automation is a true gamechanger. Without it, the sheer amount of people power, work hours, and resources that go into manually checking spreadsheets and verifying individual files can quickly make preparations unmanageable.

Many health organizations choose to delegate their data management to an NCQA-certified CVO like CertifyOS. The right CVO partner will not only automate essential tasks like credentialing, network monitoring, and compliance tracking and condense months of work into minutes, they’ll provide a single source of truth where you can manage your documents, run customized reports, and organize your NCQA survey materials with just a few clicks.

Among other benefits, working with an automated data solution can help you:

Your team will be at ease knowing your NCQA survey and accreditation needs are being met—and your providers are being credentialed—according to the highest quality standards in healthcare.

How CertifyOS can help:

As an industry-leading provider intelligence platform, CertifyOS is NCQA-Certified for 11 out of 11 CVO evaluation products. We diligently track and incorporate all changes to NCQA standards with regular gap analyses and oversight, ensuring health plans (HP) with managed behavioral health organizations (MBHOs), and credentialing accreditation (CR) organizations are never caught off-guard. Organizations like these can receive substantial  automatic credit for their NCQA surveys when delegating credentialing and monitoring activities to CertifyOS.

What’s more, since our Director of Quality and Compliance is a former NCQA accreditation manager, surveyor, and head engineer, we know what it takes to make the grade.

Having worked for NCQA for eight years, I’ve seen it all. Survey consultants don’t always cover the valuable, granular details that health plans need to succeed [with credentialing]. That’s where having an expert partner like CertifyOS at your back can really come in handy.”

–Shannon Kern, Director of Quality and Compliance, CertifyOS

Our customers can count on us to consult on and optimize survey preparations upon request, so they can level up their credentialing without having to worry about compliance issues, improving the overall quality of patient care.

If you have questions about our NCQA survey support—or want to learn more about our one-click credentialing solution—
reach out to our expert team or request a product demo today.


Looking for more NCQA survey support?

To discover more survey readiness strategies—including
expert tips, best practices, and red flags from a former
NCQA accreditation manager— download our full survey preparation guide.